Licensees urged to disclose adviser info as deadline looms

When

Information to add to the Financial Advisers Register

From 15 November to 31 December 2019 for existing financial advisers

• Principal place of business address
• Email address
• Adviser role type
• Appoint financial advisers, including provisional financial advisers, authorised between 1 January and 14 November 2019
• Continuing professional development (CPD) year start date (notify with Form FS 20)

From 15 November 2019 onwards for existing and new financial advisers

• Principal place of business address
• Email address
• Adviser role type
• CPD year start date
• FASEA exam pass date*
• Qualification details*
• Failure to comply with the Code of Ethics or CPD requirements
• Appoint financial advisers, including provisional financial advisers, within 30 days of authorisation