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Neil Griffiths

AUTHOR | No. of articles: 1188

Neil is the Deputy Editor of the wealth titles, including ifa and InvestorDaily. Neil is also the host of the ifa show podcast.

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Advisers encouraged to adopt ‘new mechanisms’ to engage with clients

Advisers encouraged to adopt ‘new mechanisms’ to engage with clien...

The technology shift brought on by the COVID-19 pandemic should encourage financial advisers to look at “new mechanism...Read More
Solving the financial sector’s contact centre challenge

Solving the financial sector’s contact centre challenge

Delivering a great customer experience as call volumes grow is strengthening the business case for AI in the contact cen...Read More
Peak body CEO calls on advisers to be alert to ‘extremely sophisticated’ scams

Peak body CEO calls on advisers to be alert to ‘extremely sophistica...

Specialist advisers can play a “critical” role in preventing cyber crime and investment scams for trustees and inves...Read More
ASIC and ATO engage with directors on illegal phoenix activity

ASIC and ATO engage with directors on illegal phoenix activity

ASIC and the ATO engaged with a number of company directors in the last year in a bid to proactively deter and prevent i...Read More
ASIC releases guidance on ROAs

ASIC releases guidance on ROAs

The corporate regulator has released new guidance on records of advice (ROAs) to provide clarity to advisers and license...Read More
Pendal FUM doubles following completion of TSW acquisition

Pendal FUM doubles following completion of TSW acquisition

The global investment manager has reported a 51 per cent increase in funds under management (FUM) as of 30 September 202...Read More
Investment firm submits proposal to acquire Link Group

Investment firm submits proposal to acquire Link Group

A global investment firm has submitted a proposal to acquire 100 per cent shares in Link Group. Read More
Class action filed against wealth manager and former director

Class action filed against wealth manager and former director

Dixon Advisory and Superannuation Services (DASS), its ASX-listed parent and wealth manager E&P Financial Planning (...Read More
Qld-based adviser slapped with 3-year ban

Qld-based adviser slapped with 3-year ban

A Queensland-based adviser has been banned from providing financial services for three years. Read More

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