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Neil Griffiths

AUTHOR | No. of articles: 1188

Neil is the Deputy Editor of the wealth titles, including ifa and InvestorDaily. Neil is also the host of the ifa show podcast.

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ASIC cancels licence of wealth management firm and bans 2 advisers

ASIC cancels licence of wealth management firm and bans 2 advisers

The Australian Financial Services Licence of a Tweed Heads-based firm has been cancelled. Read More
Clients stick to adviser because of trust, not firm’s brand

Clients stick to adviser because of trust, not firm’s brand

Advice firms are being called on to put more stock into their advisers. Read More
Better Advice Bill could ‘significantly ramp up’ ASIC’s focus on advisers

Better Advice Bill could ‘significantly ramp up’ ASIC’s focus on...

Financial advisers could face more scrutiny following the introduction of the Better Advice Bill next year. Read More
ASIC issues guidance on financial advisers yet to pass exams

ASIC issues guidance on financial advisers yet to pass exams

Having this week announced the date of the first financial adviser sitting for 2022, the corporate regulator has now rel...Read More
Insurance Australia Group announces new chief risk officer for 2022

Insurance Australia Group announces new chief risk officer for 2022

The general insurance company has announced the replacement for outgoing CRO David Watts. Read More
Government moves to ‘remake’ super regulations

Government moves to ‘remake’ super regulations

The Morrison government is asking for feedback on proposed changes to superannuation co-contribution regulations. ...Read More
Sydney adviser hit with 2-year ban

Sydney adviser hit with 2-year ban

ASIC confirmed the ban on Monday (20 December). Read More
‘Election years rarely bode well for superannuation’: SMSF Association talks 2022

‘Election years rarely bode well for superannuation’: SMSF Associa...

The deputy chief executive believes 2022 will be a tricky year for the SMSF sector. Read More
‘You could pass and still be a poor financial planner’: FASEA exam anger ‘misplaced’

‘You could pass and still be a poor financial planner’: FASEA exam...

Passing or failing the FASEA exam does not determine the performance of a financial planner, according to an established...Read More

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