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Neil Griffiths

AUTHOR | No. of articles: 1188

Neil is the Deputy Editor of the wealth titles, including ifa and InvestorDaily. Neil is also the host of the ifa show podcast.

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ASIC cancels licence of wealth management firm and bans 2 advisers

News

ASIC cancels licence of wealth management firm and bans 2 advisers

21 December 2021 • Hits: 1391
The Australian Financial Services Licence of a Tweed Heads-based firm has been cancelled. Read More
Clients stick to adviser because of trust, not firm’s brand

News

Clients stick to adviser because of trust, not firm’s brand

05 January 2022 • Hits: 1164
Advice firms are being called on to put more stock into their advisers. Read More
Better Advice Bill could ‘significantly ramp up’ ASIC’s focus on advisers

News

Better Advice Bill could ‘significantly ramp up’ ASIC’s focus on...

23 December 2021 • Hits: 1305
Financial advisers could face more scrutiny following the introduction of the Better Advice Bill next year. Read More
ASIC issues guidance on financial advisers yet to pass exams

News

ASIC issues guidance on financial advisers yet to pass exams

21 December 2021 • Hits: 1274
Having this week announced the date of the first financial adviser sitting for 2022, the corporate regulator has now rel...Read More
Insurance Australia Group announces new chief risk officer for 2022

Risk

Insurance Australia Group announces new chief risk officer for 2022

21 December 2021 • Hits: 1007
The general insurance company has announced the replacement for outgoing CRO David Watts. Read More
Government moves to ‘remake’ super regulations

News

Government moves to ‘remake’ super regulations

20 December 2021 • Hits: 812
The Morrison government is asking for feedback on proposed changes to superannuation co-contribution regulations. ...Read More
Sydney adviser hit with 2-year ban

News

Sydney adviser hit with 2-year ban

20 December 2021 • Hits: 1259
ASIC confirmed the ban on Monday (20 December). Read More
‘Election years rarely bode well for superannuation’: SMSF Association talks 2022

News

‘Election years rarely bode well for superannuation’: SMSF Associa...

05 January 2022 • Hits: 932
The deputy chief executive believes 2022 will be a tricky year for the SMSF sector. Read More
‘You could pass and still be a poor financial planner’: FASEA exam anger ‘misplaced’

News

‘You could pass and still be a poor financial planner’: FASEA exam...

06 January 2022 • Hits: 1202
Passing or failing the FASEA exam does not determine the performance of a financial planner, according to an established...Read More

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