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Neil Griffiths

AUTHOR | No. of articles: 1188

Neil is the Deputy Editor of the wealth titles, including ifa and InvestorDaily. Neil is also the host of the ifa show podcast.

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ASIC looks to introduce new CCIV licensing requirements

News

ASIC looks to introduce new CCIV licensing requirements

17 March 2022 • Hits: 702
The corporate regulator has released a consultation paper and is seeking industry feedback on proposed licensing require...Read More
Darryl Bates-Brownsword

News

Succession Plus to unify Australasian and UK divisions; new CEO announ...

17 March 2022 • Hits: 1126
The business succession and exit planning advisory firm announced the move this week. Read More
ASIC permanently bans former authorised rep from providing financial services

News

ASIC permanently bans former authorised rep from providing financial s...

17 March 2022 • Hits: 1313
The corporate regulator confirmed the ban against the Brisbane-based representative on Thursday, 17 March. Read More
‘Huge opportunity’ for women entering financial advice

News

‘Huge opportunity’ for women entering financial advice

17 March 2022 • Hits: 1071
The “major metamorphosis” currently happening in the Australian advice industry highlights an advantage for women en...Read More
‘Nobody’s looking at what the consequences are’: What regulation is getting wrong

News

‘Nobody’s looking at what the consequences are’: What regulation...

18 March 2022 • Hits: 1039
One of the biggest issues in regards to regulation in the advice industry is that a long-term scope is not being applied...Read More
‘The legislation is not onerous’: The issue with compliance in advice

News

‘The legislation is not onerous’: The issue with compliance in adv...

17 March 2022 • Hits: 1130
Legislation in advice is not the issue, but rather how the sector has interpreted it, according to a Synchron head. ...Read More
ETF adoption ‘reached new highs’ for advisers in 2021

News

ETF adoption ‘reached new highs’ for advisers in 2021

16 March 2022 • Hits: 777
ETF investor numbers have grown rapidly, presenting more opportunities for financial advisers, according to a new report...Read More
Former AFCA lead ombudsman to join ANZ

News

Former AFCA lead ombudsman to join ANZ

15 March 2022 • Hits: 774
The big four bank confirmed the appointment on Tuesday, 15 March. Read More
New market entrant for life insurance industry

Risk

New market entrant for life insurance industry

15 March 2022 • Hits: 1142
The new group said it will address a “gap” in the life insurance market. Read More

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