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Neil Griffiths

AUTHOR | No. of articles: 1188

Neil is the Deputy Editor of the wealth titles, including ifa and InvestorDaily. Neil is also the host of the ifa show podcast.

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ASIC looks to introduce new CCIV licensing requirements

ASIC looks to introduce new CCIV licensing requirements

The corporate regulator has released a consultation paper and is seeking industry feedback on proposed licensing require...Read More
Darryl Bates-Brownsword

Succession Plus to unify Australasian and UK divisions; new CEO announ...

The business succession and exit planning advisory firm announced the move this week. Read More
ASIC permanently bans former authorised rep from providing financial services

ASIC permanently bans former authorised rep from providing financial s...

The corporate regulator confirmed the ban against the Brisbane-based representative on Thursday, 17 March. Read More
‘Huge opportunity’ for women entering financial advice

‘Huge opportunity’ for women entering financial advice

The “major metamorphosis” currently happening in the Australian advice industry highlights an advantage for women en...Read More
‘Nobody’s looking at what the consequences are’: What regulation is getting wrong

‘Nobody’s looking at what the consequences are’: What regulation...

One of the biggest issues in regards to regulation in the advice industry is that a long-term scope is not being applied...Read More
‘The legislation is not onerous’: The issue with compliance in advice

‘The legislation is not onerous’: The issue with compliance in adv...

Legislation in advice is not the issue, but rather how the sector has interpreted it, according to a Synchron head. ...Read More
ETF adoption ‘reached new highs’ for advisers in 2021

ETF adoption ‘reached new highs’ for advisers in 2021

ETF investor numbers have grown rapidly, presenting more opportunities for financial advisers, according to a new report...Read More
Former AFCA lead ombudsman to join ANZ

Former AFCA lead ombudsman to join ANZ

The big four bank confirmed the appointment on Tuesday, 15 March. Read More
New market entrant for life insurance industry

New market entrant for life insurance industry

The new group said it will address a “gap” in the life insurance market. Read More

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