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Neil Griffiths

AUTHOR | No. of articles: 1188

Neil is the Deputy Editor of the wealth titles, including ifa and InvestorDaily. Neil is also the host of the ifa show podcast.

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Quality of Advice Review presents opportunity to ‘rebuild adviser numbers’

Quality of Advice Review presents opportunity to ‘rebuild adviser nu...

The Association of Financial Advisers (AFA) has outlined a number of primary objectives for the review in December. ...Read More
Ombudsman takes action against operators of financial advisory business

Ombudsman takes action against operators of financial advisory busines...

The company will face court next month. Read More
Wealth managers must ‘transform’ to avoid losing staff to 'the great resignation'

Wealth managers must ‘transform’ to avoid losing staff to 'the gre...

Wealth management businesses must be willing to shake up their systems and processes to avoid losing staff, a senior con...Read More
‘Businesses must learn’ from landmark RI Advice court decision

‘Businesses must learn’ from landmark RI Advice court decision

A cyber expert believes “a new precedent” has been set following the Federal Court’s landmark decision. Read More
E&P Financial Group announces several board changes

E&P Financial Group announces several board changes

The business has confirmed an executive chairman transition. Read More
‘That should be their bread and butter’: Who got off ‘scot-free’ in last year’s regulations

‘That should be their bread and butter’: Who got off ‘scot-free�...

One particular group in the financial services industry avoided the brunt of heavy regulatory reform last year, accordin...Read More
The missing piece in the advice accessibility puzzle

The missing piece in the advice accessibility puzzle

Treasury’s bumper 50-page Quality of Advice Review Issues Paper covers everything from digital advice to the accountan...Read More
Using portfolio compliance as a tool to demonstrate the value of advice to your clients

Using portfolio compliance as a tool to demonstrate the value of advic...

As we lament the challenges of dealing with both the increased regulatory burden of delivering advice and demonstrating ...Read More
Federal Court finds advice group failed to manage cyber security risks

Federal Court finds advice group failed to manage cyber security risks

The AFS licensee was found to have breached its licence obligations. Read More

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