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Neil Griffiths

AUTHOR | No. of articles: 1188

Neil is the Deputy Editor of the wealth titles, including ifa and InvestorDaily. Neil is also the host of the ifa show podcast.

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Quality of Advice Review presents opportunity to ‘rebuild adviser numbers’

News

Quality of Advice Review presents opportunity to ‘rebuild adviser nu...

09 May 2022 • Hits: 1128
The Association of Financial Advisers (AFA) has outlined a number of primary objectives for the review in December. ...Read More
Ombudsman takes action against operators of financial advisory business

News

Ombudsman takes action against operators of financial advisory busines...

09 May 2022 • Hits: 688
The company will face court next month. Read More
Wealth managers must ‘transform’ to avoid losing staff to 'the great resignation'

News

Wealth managers must ‘transform’ to avoid losing staff to 'the gre...

09 May 2022 • Hits: 794
Wealth management businesses must be willing to shake up their systems and processes to avoid losing staff, a senior con...Read More
‘Businesses must learn’ from landmark RI Advice court decision

News

‘Businesses must learn’ from landmark RI Advice court decision

06 May 2022 • Hits: 982
A cyber expert believes “a new precedent” has been set following the Federal Court’s landmark decision. Read More
E&P Financial Group announces several board changes

News

E&P Financial Group announces several board changes

06 May 2022 • Hits: 676
The business has confirmed an executive chairman transition. Read More
‘That should be their bread and butter’: Who got off ‘scot-free’ in last year’s regulations

News

‘That should be their bread and butter’: Who got off ‘scot-free�...

09 May 2022 • Hits: 721
One particular group in the financial services industry avoided the brunt of heavy regulatory reform last year, accordin...Read More
The missing piece in the advice accessibility puzzle

Opinion

The missing piece in the advice accessibility puzzle

09 May 2022 • Hits: 961
Treasury’s bumper 50-page Quality of Advice Review Issues Paper covers everything from digital advice to the accountan...Read More
Using portfolio compliance as a tool to demonstrate the value of advice to your clients

Opinion

Using portfolio compliance as a tool to demonstrate the value of advic...

09 May 2022 • Hits: 883
As we lament the challenges of dealing with both the increased regulatory burden of delivering advice and demonstrating ...Read More
Federal Court finds advice group failed to manage cyber security risks

News

Federal Court finds advice group failed to manage cyber security risks

05 May 2022 • Hits: 1455
The AFS licensee was found to have breached its licence obligations. Read More

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