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Adrian Flores

AUTHOR | No. of articles: 1133

Adrian Flores is a deputy editor at Momentum Media, focusing mainly on banking, wealth management and financial services. He has also written for Public Accountant, Accountants Daily and The CEO Magazine. You can contact him on [email protected].


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Advice issues stem from writing of SOAs, says Raftery

Many of the issues with the provision of financial advice stems from how advisers write the statements of advice for cli...Read More
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Licence conditions placed on Sydney AFSL

ASIC has imposed additional conditions on the licence of a Sydney-based firm after it found it was not adequately monito...Read More
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Is FASEA leading to an adviser exodus?

Does ASIC’s Financial Adviser Register back up claims of an adviser exodus following the establishment of the Financia...Read More
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O’Dwyer steps down from politics

Former minister for revenue and financial services Kelly O’Dwyer has announced she will retire from politics at the ne...Read More
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Praemium FUA up 14%, reveals platform upgrade

Platform provider Praemium announced a 14 per cent rise in funds under administration as well as an upcoming upgrade to ...Read More
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ASIC takes court action against former adviser

The corporate regulator has begun proceedings in court against a former adviser and his firm, alleging it was providing ...Read More
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NAB FP seeks resolution of false witness investigation

NAB Financial Planning says it has proactively contacted all 2,520 clients it identified as being impacted by falsely wi...Read More
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High demand for advisers and paraplanners in 2019

Demand will be high for both advisers and paraplanners in the first half of 2019 as new educational requirements kick in...Read More
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Foreign adviser qualification standards finalised

The Financial Adviser Standards and Ethics Authority has published its foreign qualification standard policy that includ...Read More